The Financial Advisor’s Guide to Social Media
13. Oktober 2016
The regulatory agencies for financial services, FINRA and the SEC, have recognized the importance of social media for financial services and have provided guidance on how advisors can extend compliance programs to social networks.
This e-book contains the guidelines provided by these regulatory agencies, as well as practical steps that will help you develop smart social media strategies and policies to gain maximum business value from your social efforts while meeting your compliance obligations.